J•••• K••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseNew York, Nydual registrantIAPD 2845504

Feed of 09/14/2026

Also filed as J•••• E••• K••••••••

At current firm

4 y

since Aug 1, 2022

In the industry

29 y

since Apr 29, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Aug 1, 2022 · New York, Ny
A••••• A•• P••••••• S••••••• BD affiliated
Sep 20, 2013 to Jul 26, 2022 · New York, Ny
M••••• S•••••• wirehouse
May 19, 2011 to Jul 17, 2013 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 26, 2022, registered Aug 1, 2022 (6 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to A••••• A•• P••••••• S•••••••
left Jul 17, 2013, registered Sep 20, 2013 (65 days) · Other

Signals

••• Locked
Jul 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address