DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• F•••••• R•••••••

S••••••••• G••••• • K••• • W••••• A•••••••independent RIALeesburg, Va IA-onlyIAPD 2848147

Certified Financial Planner

Feed of 09/14/2026

Also filed as Chip R•••••••

At current firm

4 y

since Jul 10, 2022

In the industry

29 y

since Apr 22, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• G••••• • K••• • W••••• A••••••• independent RIA current
since Jul 10, 2022 · Leesburg, Va
H•••••• F•••••••• S•••••••• I••• independent RIA
Jan 7, 2004 to Jul 6, 2022 · Vienna, Va
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Jan 31, 2003 to Oct 3, 2003 · Mclean, Va
C•••••• S••••• • C••• I••• national BD
Jan 27, 2000 to Dec 31, 2002 · Alexandria, Va

Moves

a registration end followed by a registration begin elsewhere

H•••••• F•••••••• S•••••••• I••• to S••••••••• G••••• • K••• • W••••• A•••••••
left Jul 6, 2022, registered Jul 10, 2022 (4 days) · RIA to RIA
T• R••• P•••• A••••••• S•••••••• I••• to H•••••• F•••••••• S•••••••• I•••
left Oct 3, 2003, registered Jan 7, 2004 (96 days) · Other
C•••••• S••••• • C••• I••• to T• R••• P•••• A••••••• S•••••••• I•••
left Dec 31, 2002, registered Jan 31, 2003 (31 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

E••• F•••••• R••••••• left H•••••• F•••••••• S•••••••• I••• for S••••••••• G••••• • K••• • W••••• A••••••• (registered 2022-07-10)
Jul 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address