RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• S•••• G•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 2, 2009 · Fredericksburg, Va
- B••• I••••••••• S•••••••• I••• formerJul 30, 2004 to Jul 10, 2008 · Charlotte, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 15, 2004 to Jun 14, 2004 · Centreville, Va
- A•• C•••••• A•••••••• I••• unclassifiedMay 15, 2002 to Jun 14, 2002 · Fredericksburg, Va
- B••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 10, 2008, registered Jan 2, 2009 (176 days) · Other
- V•••• F•••••••• A•••••••• I••• to B••• I••••••••• S•••••••• I•••left Jun 14, 2004, registered Jul 30, 2004 (46 days) · Other
- A•• C•••••• A•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Jun 14, 2002, registered Jan 15, 2004 (580 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address