DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••••• J••••• H•••

C••••• S••••• P•••••• W•••••• L••state registeredPhoenix, AzIA-onlyIAPD 2851360

Certified Financial Planner

Feed of 09/14/2026

Also filed as Alex H•••

At current firm

5 y

since Apr 13, 2021

In the industry

28 y

since Dec 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• S••••• P•••••• W•••••• L•• state registered current
since Apr 13, 2021 · Phoenix, Az
C••••• A••••••• L•• former
Nov 10, 2015 to Dec 31, 2020 · Scottsdale, Az
B•• H••••• F•••••••• A•••••••• I•• former
Nov 21, 2013 to Oct 9, 2015 · Mesa, Az
E••••• J•••• national BD
Jul 24, 2012 to Nov 4, 2013 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 19, 2010 to Apr 25, 2012 · Scottsdale, Az
W•••• F•••• I••••••••• L•• unclassified
Aug 21, 2007 to Feb 5, 2010 · Scottsdale, Az
C•••••••• F••••••••• I••• BD affiliated
Jan 11, 2005 to Sep 26, 2005 · Chandler, Az
U•• F•••••••• S••••••• I••• wirehouse
Sep 9, 2004 to Nov 29, 2004 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• L•• to C••••• S••••• P•••••• W•••••• L••
left Dec 31, 2020, registered Apr 13, 2021 (103 days) · Affiliated broker-dealer or bank to a state-registered adviser
B•• H••••• F•••••••• A•••••••• I•• to C••••• A••••••• L••
left Oct 9, 2015, registered Nov 10, 2015 (32 days) · Other
E••••• J•••• to B•• H••••• F•••••••• A•••••••• I••
left Nov 4, 2013, registered Nov 21, 2013 (17 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Apr 25, 2012, registered Jul 24, 2012 (90 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 5, 2010, registered Oct 19, 2010 (256 days) · Other
C•••••••• F••••••••• I••• to W•••• F•••• I••••••••• L••
left Sep 26, 2005, registered Aug 21, 2007 (694 days) · Other
U•• F•••••••• S••••••• I••• to C•••••••• F••••••••• I•••
left Nov 29, 2004, registered Jan 11, 2005 (43 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address