RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• P••••••••
- B•• P•••••••• I••• BD affiliated currentsince Jan 4, 2017 · Webster Groves, Mo
- T•• A•••••••• I••• BD affiliatedOct 27, 2009 to Dec 31, 2016 · Webster Groves, Mo
- F•••• H•••••••• C••••••••• I••• BD affiliatedMar 3, 2009 to Oct 1, 2009 · Lake Saint Louis, Mo
- F•••• T•••• S••••••••• I••• BD affiliatedMar 21, 2007 to Feb 6, 2009 · St. Louis, Mo
- C••••••• B•••••••• S•••••••• I•• formerJul 22, 2002 to Mar 6, 2007 · Saint Louis, Mo
- T•• A•••••••• I••• to B•• P•••••••• I•••left Dec 31, 2016, registered Jan 4, 2017 (4 days) · Other
- F•••• H•••••••• C••••••••• I••• to T•• A•••••••• I•••left Oct 1, 2009, registered Oct 27, 2009 (26 days) · Other
- F•••• T•••• S••••••••• I••• to F•••• H•••••••• C••••••••• I•••left Feb 6, 2009, registered Mar 3, 2009 (25 days) · Other
- C••••••• B•••••••• S•••••••• I•• to F•••• T•••• S••••••••• I•••left Mar 6, 2007, registered Mar 21, 2007 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address