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Registered advisor
T••• M•••••• B•••••
Feed of 09/15/2026
Also filed as T••• B•••••
At current firm
4 y
since Aug 2, 2022
In the industry
29 y
since Mar 21, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 2, 2022 · Columbia, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 30, 2016 to Aug 2, 2022 · Greenville, Sc
- S••••••• I••••••••• S•••••••• I••• formerJun 22, 2012 to Dec 31, 2016 · Simpsonville, Sc
- W•••• F•••• A••••••• wirehouseJan 4, 2007 to Jun 20, 2012 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Aug 2, 2022, registered Aug 2, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Aug 30, 2016 (-123 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Jun 20, 2012, registered Jun 22, 2012 (2 days) · Other
Signals
- T••• M•••••• B••••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2022-08-02)Aug 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address