DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Earl Sherbondy

Cetera Investment Advisers LLCBD affiliatedJohns Creek, Gadual registrantIAPD 2853852

Feed of 09/14/2026

Also filed as Matthew E Sherbondy

At current firm

5 y

since Nov 12, 2020

In the industry

29 y

since Apr 28, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Nov 12, 2020 · Johns Creek, Ga
First Allied Advisory Services, Inc. former
Jun 5, 2020 to Nov 12, 2020 · Alpharetta, Ga
Wells Fargo Advisors wirehouse
Jul 9, 2018 to Jun 9, 2020 · Alpharetta, Ga
Pnc Wealth Management BD affiliated
Sep 11, 2015 to Jul 13, 2018 · Acworth, Ga
Bb&T Investment Services, Inc. former
Jul 15, 2014 to Aug 28, 2015 · Charlotte, Nc
B. Riley Wealth Advisors, Inc. BD affiliated
Jan 5, 2010 to Jul 14, 2014 · Lawrenceville, Ga
Gunnallen Financial, Inc unclassified
Mar 6, 2003 to Dec 24, 2009 · Buford, Ga
Mcm Investment Advisory, Inc. unclassified
Jan 23, 2003 to Dec 19, 2003 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to First Allied Advisory Services, Inc.
left Jun 9, 2020, registered Jun 5, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Pnc Wealth Management to Wells Fargo Advisors
left Jul 13, 2018, registered Jul 9, 2018 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Bb&T Investment Services, Inc. to Pnc Wealth Management
left Aug 28, 2015, registered Sep 11, 2015 (14 days) · Other
B. Riley Wealth Advisors, Inc. to Bb&T Investment Services, Inc.
left Jul 14, 2014, registered Jul 15, 2014 (1 days) · Other
Gunnallen Financial, Inc to B. Riley Wealth Advisors, Inc.
left Dec 24, 2009, registered Jan 5, 2010 (12 days) · Other
Mcm Investment Advisory, Inc. to Gunnallen Financial, Inc
left Dec 19, 2003, registered Mar 6, 2003 (-288 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address