RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• P•••••• W••••••••
- B•••• W•••••• L•• independent RIA currentsince Nov 30, 2021 · Atlanta, Ga
- B•••• W•••••• L•• formerOct 21, 2024 to Mar 7, 2025 · Atlanta, Ga
- C••• I••••••••• A•••••••• I••• independent RIAFeb 20, 2019 to Dec 2, 2021 · Mcdonough, Ga
- A••••••• W••••• M••••••••• L•• independent RIAJan 30, 2012 to Dec 11, 2018 · Atlanta, Ga
- C••••• I••••••••• A•••••••• L•• formerNov 1, 2011 to Sep 24, 2014 · Charlotte, Nc
- S••• C•••••• H•••••••• L•• formerMar 23, 2011 to Nov 7, 2013 · Atlanta, Ga
- C••••••••• I••• unclassifiedJun 2, 2010 to Mar 28, 2011 · Stamford, Ct
- F•••• L••••• S••••••••• L•• unclassifiedNov 26, 2007 to Apr 27, 2010 · Helena, Al
- F•••• H•••••• A•••••••• I•• formerDec 11, 2003 to Nov 26, 2007 · Alpharetta, Ga
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerNov 19, 2001 to Dec 3, 2003 · Atlanta, Ga
- B•••• W•••••• L•• to no registered destinationleft Mar 7, 2025 · Departure, no registered destination
- C••• I••••••••• A•••••••• I••• to B•••• W•••••• L••left Dec 2, 2021, registered Nov 30, 2021 (-2 days) · RIA to RIA
- A••••••• W••••• M••••••••• L•• to C••• I••••••••• A•••••••• I•••left Dec 11, 2018, registered Feb 20, 2019 (71 days) · RIA to RIA
- C••••• I••••••••• A•••••••• L•• to A••••••• W••••• M••••••••• L••left Sep 24, 2014, registered Jan 30, 2012 (-968 days) · Other
- S••• C•••••• H•••••••• L•• to C••••• I••••••••• A•••••••• L••left Nov 7, 2013, registered Nov 1, 2011 (-737 days) · Other
- C••••••••• I••• to S••• C•••••• H•••••••• L••left Mar 28, 2011, registered Mar 23, 2011 (-5 days) · Other
- F•••• L••••• S••••••••• L•• to C••••••••• I•••left Apr 27, 2010, registered Jun 2, 2010 (36 days) · Other
- F•••• H•••••• A•••••••• I•• to F•••• L••••• S••••••••• L••left Nov 26, 2007, registered Nov 26, 2007 (0 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to F•••• H•••••• A•••••••• I••left Dec 3, 2003, registered Dec 11, 2003 (8 days) · Other
- V••••• P•••••• W•••••••• no longer registered at B•••• W•••••• L••; no later IA registration on IAPDMar 7, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address