DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• J•• B•••••

O• A••••••• G••••• L••state registeredRoanoke, VaIA-onlyIAPD 2854648

Feed of 09/14/2026

At current firm

2 y

since Nov 9, 2023

In the industry

29 y

since Mar 5, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O• A••••••• G••••• L•• state registered current
since Nov 9, 2023 · Roanoke, Va
C•••••• W••••• A••••••• S•••••••• L•• state registered
Jun 15, 2020 to Nov 3, 2023 · Lake Mary, Fl
T•••••• W••••• A•••••••• I••• former
Jan 28, 2020 to Jul 13, 2020 · Roanoke, Va
T•••••• W••••• A•••••••• I••• former
Jan 3, 2018 to Jun 20, 2019 · Salem, Va
C••••••• F•••••••• D••••••• I••• BD affiliated
Jan 2, 2013 to Dec 31, 2017 · Salem, Va
S••••••• I••••••••• I••• former
Feb 24, 2006 to Jan 2, 2013 · Roanoke, Va
E•• F•••••••• A••••••• independent RIA
Apr 6, 2000 to Jan 26, 2006 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••• W••••• A••••••• S•••••••• L•• to O• A••••••• G••••• L••
left Nov 3, 2023, registered Nov 9, 2023 (6 days) · Other
T•••••• W••••• A•••••••• I••• to C•••••• W••••• A••••••• S•••••••• L••
left Jul 13, 2020, registered Jun 15, 2020 (-28 days) · RIA to a state-registered adviser
C••••••• F•••••••• D••••••• I••• to T•••••• W••••• A•••••••• I•••
left Dec 31, 2017, registered Jan 3, 2018 (3 days) · Other
S••••••• I••••••••• I••• to C••••••• F•••••••• D••••••• I•••
left Jan 2, 2013, registered Jan 2, 2013 (0 days) · Other
E•• F•••••••• A••••••• to S••••••• I••••••••• I•••
left Jan 26, 2006, registered Feb 24, 2006 (29 days) · Other

Signals

J••••• J•• B••••• left C•••••• W••••• A••••••• S•••••••• L•• for O• A••••••• G••••• L•• (registered 2023-11-09)
Nov 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address