RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• H••••••
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince Mar 25, 2026 · Midlothian, Tx
- L•• F•••••••• L•• BD affiliatedApr 10, 2014 to Mar 6, 2026 · Fort Mill, Sc
- W•••• F•••• A••••••• wirehouseMar 15, 2010 to Apr 15, 2013 · Charlotte, Nc
- E•••••• C•••••• M••••••••• L•• formerMar 30, 2009 to Feb 16, 2010 · Arlington, Va
- L•• F•••••••• L•• to F•••• C•••••• A••••••• S•••••••left Mar 6, 2026, registered Mar 25, 2026 (19 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 15, 2013, registered Apr 10, 2014 (360 days) · Other
- E•••••• C•••••• M••••••••• L•• to W•••• F•••• A•••••••left Feb 16, 2010, registered Mar 15, 2010 (27 days) · Other
- A••••• H•••••• left L•• F•••••••• L•• for F•••• C•••••• A••••••• S••••••• (registered 2026-03-25)Mar 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address