DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Christopher Schadty

Harbor Investment Advisory, LLCmixed wealthLutherville, Mddual registrantIAPD 2857651

Feed of 09/14/2026

At current firm

6 y

since Feb 5, 2020

In the industry

27 y

since Apr 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director, Chief Compliance Officerreportedharborinvestmentadvisory.comfirm site, Sep 15, 2026
Designations: AAMSreportedharborinvestmentadvisory.comas printed on the bio page, Sep 16, 2026
Years, as the firm states: 30reportedharborinvestmentadvisory.com“Will brings over 30 years of experience to Harbor from Legg Mason, Smith Barney, & Morgan Stanley.”
Business email: wschadty@harborllc.comreportedharborinvestmentadvisory.comfirm site, Sep 15, 2026
Professional profile: harborinvestmentadvisory.com/team/will-schadty-aamsreportedharborinvestmentadvisory.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Harbor Investment Advisory, LLC mixed wealth current
since Feb 5, 2020 · Lutherville, Md
Morgan Stanley wirehouse
Jun 1, 2009 to Feb 7, 2020 · Towson, Md
Citigroup Global Markets Inc. BD affiliated
Feb 21, 2006 to Jun 1, 2009 · Towson, Md
Legg Mason Wood Walker, Incorporated unclassified
Dec 1, 2000 to Feb 21, 2006 · Belair, Md

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Harbor Investment Advisory, LLC
left Feb 7, 2020, registered Feb 5, 2020 (-2 days) · Wirehouse to independent RIA
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address