RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• L•••• C•••••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Jun 9, 2016 · Los Angeles, Ca
- B•••••••• F•••••••• M••••••••• I•• otherMay 31, 2006 to May 24, 2016 · New York, Ny
- B•••••••• C•••••• M••••••••• I••• asset managerOct 5, 2004 to Jun 1, 2006 · New York, Ny
- B•••••••• F•••••••• M••••••••• I•• to C•••••• C••••• G••••• I•••left May 24, 2016, registered Jun 9, 2016 (16 days) · Other
- B•••••••• C•••••• M••••••••• I••• to B•••••••• F•••••••• M••••••••• I••left Jun 1, 2006, registered May 31, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address