DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Blackrock Capital Management, Inc.
Latest filing Jul 9, 2026
First filing on the tape Mar 30, 2012 · 81 filings
SEC status approved since Dec 13, 1999
RAUM
$173B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.1%
$1.8B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
79
75 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
8
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$173B as of Jul 9, 2026
Mar 30, 2012$45B then
HNW client RAUM$1.8B as of Jul 9, 2026
Mar 29, 2018$6.4B then
State-registered IARs (5.B.3)3 as of Jul 9, 2026
Mar 27, 20130 then
Employees (5.A)79 as of Jul 9, 2026
Mar 27, 2013401 then
Private funds8 as of Jul 9, 2026
Mar 30, 20129 then
RAUM +28% over the last fiscal year+25% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
- RAUM per advisor
- $58BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $203MderivedHNW RAUM over HNW clients
- Average account
- $5.6BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 26.3derivedItem 5.A over advisors
- Advisors per office
- 0.4derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $783,117, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$167B97%
- Corporations and businesses$1.8B1.1%
- High-net-worth individuals$1.8B1.1%
- State and municipal entities$1.5B0.9%
- Charitable organizations$129M0.1%
- Individual clients
- n/areported
- HNW clients
- 9reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $783,117 for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.97 institutional_share=0.01 related_bd=true related_bank=true bd_reps=28.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- David Michael Smith to Blackrock Financial Management, IncJun 28, 2006 · Other
- Eric Steven Tesler to Blackrock Financial Management, IncJun 15, 2006 · Other
- Michael John Gambol to Blackrock Financial Management, IncJun 1, 2006 · Other
- Elise Marie Terry to Blackrock Financial Management, IncJun 1, 2006 · Other
- Michael Wayne Alexander to Blackrock Financial Management, IncJun 1, 2006 · Other
- Philip Louis Casciano to Blackrock Financial Management, IncJun 1, 2006 · Other
- John Martin Engelke to Blackrock Financial Management, IncMay 31, 2006 · Other
- Raymond W Butti to Blackrock Financial Management, IncMay 31, 2006 · Other
- Jeffrey Thomas Puntney to Blackrock Financial Management, IncMay 31, 2006 · Other
- Joseph Michael Balestra to Blackrock Financial Management, IncMay 31, 2006 · Other
- Julz M Schwingler to Blackrock Financial Management, IncMay 31, 2006 · Other
- James Brendan Mackinaw to Blackrock Financial Management, IncMay 26, 2006 · Other
- Gregory Hohmann to Blackrock Financial Management, IncMay 26, 2006 · Other
- Russell Robert Kilpatrick to Blackrock Financial Management, IncMay 25, 2006 · Other
- Michael W Schmid to Blackrock Financial Management, IncMay 25, 2006 · Other
Joined, latest
- Michael John Gambol from Flagship Capital Management IncOct 22, 2004 · Other
- Steven David Burkhardt from Fidelity Personal Trust Company, FsbOct 12, 2004 · Other
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Institutional Cash Series Plc - Blackrock Ics US Dollar Liquidity Fund | Liquidity Fund | $72B | 1,250 | Mar 30, 2012 |
| Institutional Cash Series Plc - Blackrock Ics US Treasury Fund | Liquidity Fund | $25B | 236 | Mar 30, 2012 |
| Vh Portfolio Health Sciences Hedge Fundno longer reported | Hedge Fund | $63.6M | 5 | Aug 3, 2012 |
| Institutional Cash Series Plc Institutional US Dollar Ultra Short Bond Fundno longer reported | Liquidity Fund | $51.1M | 22 | Mar 30, 2012 |
| Blackrock Health Sciences Master Unit Trust | Hedge Fund | $1.8M | 3 | Mar 30, 2012 |
| Blackrock Health Sciences (Offshore) Hedge Fund | Hedge Fund | $1.5M | 7 | Mar 30, 2012 |
| Blackrock Health Sciences Hedge Fund, LLC | Hedge Fund | $478,053 | 2 | Mar 30, 2012 |
| Blackrock Energy Opportunity Fund, L.P. | Hedge Fund | $0 | 10 | Mar 30, 2012 |
| Blackrock Energy Opportunity Master Fund, L.P. | Hedge Fund | $0 | 18 | Mar 30, 2012 |
| Blackrock Energy Opportunity Offshore Fund, L.P. | Hedge Fund | $0 | 5 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Douglas Laurence Fink · Chief Executive Officercontrolsince 11/1999 · owns less than 5%
- Lawrence Robert Goldstein · Directorcontrolsince 10/2015 · owns less than 5%
- Steven Robert Kapito · Presidentcontrolsince 09/2007 · owns less than 5%
- Joseph Christopher Meade · General Counsel And Chief Legal Officercontrolsince 11/2016 · owns less than 5%
- Choon Sik Charles Park · Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
- Martin Small · Directorsince 02/2024 · owns less than 5%
Entity owners
- Blackrock Advisors, LLC · Sole Memberdirect · owns 75% or more
- Blackrock Capital Holdings, Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Advisors, LLC
- Blackrock Financial Management, Inc · Sole Shareholderindirect · owns 75% or more of Blackrock Capital Holdings, Inc.
- Blackrock Holdco 2, Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Financial Management, Inc
- Blackrock, Inc. · Sole Shareholderindirect · owns 75% or more of Blackrock Holdco 2, Inc. · public reporting company
Related persons
Schedule D 7.A
- 1824 Private Equity Gp, LLCpooled vehicle sponsory
- 1885 Private Opportunities Gp, LLCpooled vehicle sponsorn
- Aperio Group, LLCinvestment advisery
- Apo Global Healthcare Gp S.A R.L.pooled vehicle sponsorn
- Asia-Pacific Private Credit Opportunities Fund I (Genpar), L.P.pooled vehicle sponsorn
- Aviation Holdings Genpar, LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar) LLCpooled vehicle sponsorn
- Aviation Holdings III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund III (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund IV (Genpar), LLCpooled vehicle sponsorn
- Baa Co-Investment Fund V (Genpar), LLCpooled vehicle sponsorn
- Baa Custom Partnerships (Genpar), LLCpooled vehicle sponsory
- Baa Gaia Imc (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital 2002 (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital II (Genpar), LLCpooled vehicle sponsorn
- Baa Private Capital III (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets (Genpar), LLCpooled vehicle sponsorn
- Baa Real Assets II (Genpar), LLCpooled vehicle sponsorn
- Bis Brazos Infrastructure Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLCpooled vehicle sponsorn
- Bis Nyc Infrastructure Emerging Manager Opportunities Gp, LLC.pooled vehicle sponsory
- Bl Lepus Genpar LLCpooled vehicle sponsorn
- Blackrock (Channel Islands) Limitedinvestment advisern
- Blackrock (Luxembourg) S.A.investment advisern
- Blackrock (Netherlands) B.V.investment advisern
- Blackrock (Singapore) Limitedinvestment adviserbanknRAUM $70B
- Blackrock Advisors (Uk) Limitedinvestment advisern
- Blackrock Advisors, LLCinvestment adviserbankyRAUM $1096B
- Blackrock Alternative Advisors (Genpar), LLCpooled vehicle sponsorn
Advisers that list Blackrock Capital Management, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY70 employees
- San Francisco, CA56 employees
- Princeton, NJ33 employees
- Boston, MA4 employees
- Atlanta, GA3 employees
- Palm Beach Garden, FL1 employees
- Philadelphia, PA1 employees
- Newport Beach, CA1 employees
- Chicago, IL1 employees
What changed
consecutive filings, newest first
- Assets in custody · $128M to $783,117Jun 17, 2026 to Jul 9, 2026
- Accounts · 36 to 31Jan 27, 2026 to Mar 31, 2026
- Advisory employees · 71 to 75Jan 27, 2026 to Mar 31, 2026
- BD registered reps · 29 to 28Jan 27, 2026 to Mar 31, 2026
- HNW clients · 10 to 9Jan 27, 2026 to Mar 31, 2026
- Pooled vehicle clients · 5 to 4Jan 27, 2026 to Mar 31, 2026
- Assets in custody · $126M to $128MJan 27, 2026 to Mar 31, 2026
- Employees · 81 to 79Jan 27, 2026 to Mar 31, 2026
- Insurance-licensed employees · 4 to 3Jan 27, 2026 to Mar 31, 2026
- State-registered IARs · 4 to 3Jan 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $135B to $173BJan 27, 2026 to Mar 31, 2026
- HNW RAUM · $1.2B to $1.8BJan 27, 2026 to Mar 31, 2026
- Individual RAUM · 948990.0 to unsetJan 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $130B to $167BJan 27, 2026 to Mar 31, 2026
- RAUM · $135B to $173BJan 27, 2026 to Mar 31, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 30, 2025
- Advisory employees · 154 to 71Feb 12, 2025 to Mar 31, 2025
- Accounts · 39 to 36Feb 12, 2025 to Mar 31, 2025
- BD registered reps · 52 to 29Feb 12, 2025 to Mar 31, 2025
- Assets in custody · $8,056 to $126MFeb 12, 2025 to Mar 31, 2025
- Employees · 208 to 81Feb 12, 2025 to Mar 31, 2025
- Insurance-licensed employees · 2 to 4Feb 12, 2025 to Mar 31, 2025
- State-registered IARs · 3 to 4Feb 12, 2025 to Mar 31, 2025
- Other offices · 9 to 6Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $111B to $135BFeb 12, 2025 to Mar 31, 2025
- HNW RAUM · $1.0B to $1.2BFeb 12, 2025 to Mar 31, 2025
- Individual RAUM · $935,859 to $948,990Feb 12, 2025 to Mar 31, 2025
- Pension RAUM · 0.0 to unsetFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $106B to $130BFeb 12, 2025 to Mar 31, 2025
- RAUM · $111B to $135BFeb 12, 2025 to Mar 31, 2025
- Accounts · 41 to 39Nov 22, 2023 to Mar 28, 2024
- Advisory employees · 171 to 154Nov 22, 2023 to Mar 28, 2024
- Advisory activities · 5 to 4Nov 22, 2023 to Mar 28, 2024
- BD registered reps · 65 to 52Nov 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 6 to 5Nov 22, 2023 to Mar 28, 2024
- Assets in custody · $8.4M to $8,056Nov 22, 2023 to Mar 28, 2024
- Employees · 235 to 208Nov 22, 2023 to Mar 28, 2024
- Insurance-licensed employees · 3 to 2Nov 22, 2023 to Mar 28, 2024
- State-registered IARs · 5 to 3Nov 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $89B to $111BNov 22, 2023 to Mar 28, 2024
Signals
4 dated events
- Blackrock Capital Management, Inc. reported RAUM $172.6B, up 28% from $134.7B (2026-01-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Stephen Gary Shedlin (Chief Financial Officer) no longer on Schedule A of Blackrock Capital Management, Inc. (listed 2023-11-22, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Russell Daniel Waltcher (Director) no longer on Schedule A of Blackrock Capital Management, Inc. (listed 2022-09-01, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Blackrock Capital Management, Inc. reported RAUM $79.3B, up 26% from $62.8B (2019-10-04 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/isharesreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/blackrockreportedpublic record, Form ADV, Sep 17, 2026
- Website
- blackrock.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 302 797 2000reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026