RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• B••••• T•••••
- R•• C•••••• M••••••• L•• national BD currentsince Sep 18, 2025 · Vienna, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Sep 18, 2025 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 15, 2016 to Feb 17, 2021 · Reston, Va
- S••••••• I••••••••• S•••••••• I••• formerOct 5, 2009 to Jan 20, 2016 · Laurel, Md
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 11, 2008 to Oct 2, 2009 · Washington, Dc
- W•••• F•••• A••••••• wirehouseAug 31, 2005 to Jul 15, 2008 · Mclean, Va
- S••••••• I••••••••• S•••••••• I••• formerJun 13, 2003 to Aug 31, 2005 · Arlington, Va
- T••••• A••••••• S•••••••• I••• to R•• C•••••• M••••••• L••left Sep 18, 2025, registered Sep 18, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 20, 2016, registered Jan 15, 2016 (-5 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Oct 2, 2009, registered Oct 5, 2009 (3 days) · Other
- W•••• F•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 15, 2008, registered Jul 11, 2008 (-4 days) · Other
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Aug 31, 2005, registered Aug 31, 2005 (0 days) · Other
- C••••••• B••••• T••••• left T••••• A••••••• S•••••••• I••• for R•• C•••••• M••••••• L•• (registered 2025-09-18)Sep 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address