DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•• S• O••••

C••••• I••••••••• A••••••• L••BD affiliatedOverland Park, Ksdual registrantIAPD 2864144

Feed of 09/14/2026

Also filed as Jon Stark Ogren

At current firm

3 y

since Aug 10, 2023

In the industry

29 y

since Apr 10, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 10, 2023 · Overland Park, Ks
S••••••• F•••••••• S•••••••• I••• former
Mar 4, 2019 to Aug 10, 2023 · Overland Park, Ks
S••••••• I••••••••• A•••••••• I••• other
Apr 29, 2008 to Dec 4, 2013 · Overland Park, Ks
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Nov 14, 2005 to Apr 7, 2008 · Leawood, Ks
M•• S••••••••• L•• former
Nov 1, 2004 to Dec 3, 2004 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Dec 4, 2013, registered Mar 4, 2019 (1916 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to S••••••• I••••••••• A•••••••• I•••
left Apr 7, 2008, registered Apr 29, 2008 (22 days) · Other
M•• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Dec 3, 2004, registered Nov 14, 2005 (346 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address