RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• B••• Z••••••
- K•• A••••••• S••••••• L•• independent RIA currentsince Mar 22, 2024 · Louisville, Ky
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Mar 26, 2014 · Louisville, Ky
- J••••• H•••••••• W••• L••••• L•• formerNov 12, 2003 to Jan 1, 2004 · Louisville, Ky
- P•• W••••• M••••••••• to K•• A••••••• S••••••• L••left Mar 26, 2014, registered Mar 22, 2024 (3649 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address