J•••• S•••• H••••••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Jul 20, 2022 · Orlando, Fl
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Jul 4, 2022 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Mar 16, 2009 to Jul 13, 2018 · Merrimack, Nh

• F••••••• P••••••• A•• W•••••••• A••••••• to S••••• W••••• A•••••••• I•••
  left Jul 4, 2022, registered Jul 20, 2022 (16 days) · Other
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jul 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address