RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• A••••• C•••••••
- N•••••••• C••••••• L•• independent RIA currentsince Nov 8, 2018 · Newtown Square, Pa
- E•••••••• A••••••• formerMay 3, 2018 to Apr 8, 2025 · Newtown Square, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Dec 4, 2017 · Newtown Square, Pa
- M•• F•••••••• S•••••••• I••• formerAug 7, 2015 to Mar 25, 2017 · Newtown Square, Pa
- B•••••• C•••••• I•• formerOct 17, 2005 to May 12, 2015 · Berwyn, Pa
- E•••••••• A••••••• to N•••••••• C••••••• L••left Apr 8, 2025, registered Nov 8, 2018 (-2343 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••left Dec 4, 2017, registered May 3, 2018 (150 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- B•••••• C•••••• I•• to M•• F•••••••• S•••••••• I•••left May 12, 2015, registered Aug 7, 2015 (87 days) · Other
- T•••••• A••••• C••••••• left E•••••••• A••••••• for N•••••••• C••••••• L•• (registered 2018-11-08)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address