RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• R••••••• M••••••
- F•••• independent RIA currentsince Aug 7, 2020 · West Palm Beach, Fl
- C•••••• S••••• • C••• I••• national BDNov 17, 2016 to Aug 20, 2020 · Novi, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedNov 24, 2014 to Oct 12, 2016 · Southfield, Mi
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 3, 2014 · Birmingham, Mi
- M••••• S•••••• • C•• L•• unclassifiedMar 6, 2009 to Jun 1, 2009 · Birmingham, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 21, 2005 to Mar 12, 2009 · Detroit, Mi
- C•••••• S••••• • C••• I••• to F••••left Aug 20, 2020, registered Aug 7, 2020 (-13 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Oct 12, 2016, registered Nov 17, 2016 (36 days) · Other
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Oct 3, 2014, registered Nov 24, 2014 (52 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Mar 12, 2009, registered Mar 6, 2009 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address