RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Title
- Senior Managing Directorreportedlsadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L• • S• A•••••••• I•• independent RIA currentsince Mar 21, 2023 · Irvine, Ca
- R•• W••••• L•• independent RIADec 9, 2020 to May 15, 2023 · Los Angeles, Ca
- F•••• F••••••••• A••••••• independent RIAApr 22, 2019 to Jun 3, 2020 · Irvine, Ca
- M••••• G••••• A••••••• I••• independent RIAMay 5, 2015 to Apr 16, 2019 · Newport Beach, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 12, 2013 to May 5, 2015 · Mission Viejo, Ca
- T• A••••••••• I••• formerJun 12, 2013 to May 5, 2015 · Mission Viejo, Ca
- E•••••••• A•••••••• L•• national BDAug 19, 2009 to Jun 12, 2013 · Irvine, Ca
- R•• W••••• L•• to L• • S• A•••••••• I••left May 15, 2023, registered Mar 21, 2023 (-55 days) · RIA to RIA · moved with a team
- F•••• F••••••••• A••••••• to R•• W••••• L••left Jun 3, 2020, registered Dec 9, 2020 (189 days) · RIA to RIA
- M••••• G••••• A••••••• I••• to F•••• F••••••••• A•••••••left Apr 16, 2019, registered Apr 22, 2019 (6 days) · RIA to RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 5, 2015, registered Jun 12, 2013 (-692 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 5, 2015, registered Jun 12, 2013 (-692 days) · Other
- E•••••••• A•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jun 12, 2013, registered Jun 12, 2013 (0 days) · Other
- O••• B••••••••• left R•• W••••• L•• for L• • S• A•••••••• I•• (registered 2023-03-21)May 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address