DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• W••••• L••
Latest filing Aug 18, 2026
First filing on the tape Apr 2, 2012 · 65 filings
SEC status approved since Jul 21, 2006
RAUM
$1.9B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
91%
$1.8B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$242M
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
65 filings and snapshots on the tape
RAUM$1.9B as of Aug 18, 2026
Apr 2, 2012$155M then
HNW client RAUM$1.3B as of Aug 18, 2026
Mar 26, 2019$245M then
State-registered IARs (5.B.3)8 as of Aug 18, 2026
Apr 1, 20133 then
Employees (5.A)19 as of Aug 18, 2026
Apr 1, 20135 then
Private funds: no history
RAUM +48% over the last fiscal year+27% a year over threeIARs 9 to 8
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $242MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 129derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $681,893derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B68%
- Individuals$467M25%
- Charitable organizations$72.4M3.8%
- Pension and profit-sharing plans$56.6M3.0%
- Corporations and businesses$17.7M0.9%
- Individual clients
- 745reported
- HNW clients
- 284reported
- Pension plan clients
- 36reported
- Charitable clients
- 17reported
- Accounts
- 2,840reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L•••• M••••• G•••• | Los Angeles, Ca | Apr 14, 2015 | 28 y | 0 |
| S•••• C•••••••• L•• | Los Angeles, Ca | Apr 25, 2018 | 19 y | 5 |
| K•••• M••••• S••••• | Los Angeles, Ca | Oct 11, 2022 | 25 y | 1 |
| J••••• V• N••••••••• | Los Angeles, Ca | Nov 15, 2024 | 18 y | 3 |
| J•••• D••••• P••••••Chartered Financial Analyst | Memphis, Tn | Aug 4, 2025 | 12 y | 1 |
| J••••••• L•••• G••••• | Los Angeles, Ca | Aug 25, 2025 | 21 y | 1 |
| S••••• G••••• | Los Angeles, Ca | Dec 24, 2025 | 41 y | 1 |
| Y••••••• B••••• W••• | Los Angeles, Ca | Mar 20, 2026 | 17 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- E••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 16, 2023 · RIA to affiliated broker-dealer or bank
- S•••••• S•••• S•• to L• • S• A•••••••• I••May 15, 2023 · RIA to RIA
- O••• B••••••••• to L• • S• A•••••••• I••May 15, 2023 · RIA to RIA
- M•••••• M•••••• C••• to F•••• F••••••••• A•••••••Aug 30, 2022 · RIA to RIA
- Z••••••• W••••• to E••••••• L••Oct 3, 2019 · Other
- M••• G••••••••• to B••••••••• W••••• A•••••••• L••Jan 4, 2016 · Other
Joined, latest
- S••••• G••••• from P••••••••• L••Dec 24, 2025 · Other
- J••••••• L•••• G••••• from P••••••••• L••Aug 25, 2025 · Other
- J•••• D••••• P•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 4, 2025 · Wirehouse to independent RIA
- J••••• V• N••••••••• from B••••• A••••••• L••Nov 15, 2024 · RIA to RIA
- E••• S•••••• from C••• P•••••• A•••••••• L••Jun 19, 2023 · Other
- K•••• M••••• S••••• from P•••••• F•••••••• R••••••• I••••••••• M•••••••••Oct 11, 2022 · Other
- O••• B••••••••• from F•••• F••••••••• A•••••••Dec 9, 2020 · RIA to RIA
- M•••••• M•••••• C••• from T••••• A••••••• S•••••••• I•••May 22, 2020 · Affiliated broker-dealer or bank to independent RIA
- S•••• C•••••••• L•• from H••••• D••••••• • A••••••••• I••Apr 25, 2018 · RIA to RIA
- M••• G••••••••• from A••••••• F•••••••• A•••••••• L••Aug 6, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for L• • S• A•••••••• I••May 15, 2023 · Los Angeles, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• J•••••••• L•••• · Managing Member, Vice President & Chief Compliance Officercontrolsince 04/2006 · owns 25% to 50%
- G•••••• S••••• · Managing Member And Presidentcontrolsince 04/2006 · owns 50% to 75%
Related persons
Schedule D 7.A
- G••••• • C••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 8 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Memphis, TN1 employees
- New York, NY1 employees
- San Francisco, CA1 employees
What changed
consecutive filings, newest first
- Employees · 11 to 19Jul 21, 2026 to Aug 18, 2026
- Advisory employees · 9 to 8Jun 10, 2026 to Jul 21, 2026
- Employees · 12 to 11Jun 10, 2026 to Jul 21, 2026
- State-registered IARs · 9 to 8Jun 10, 2026 to Jul 21, 2026
- Accounts · 2,586 to 2,840Apr 7, 2026 to Jun 10, 2026
- Charity clients · 13 to 17Apr 7, 2026 to Jun 10, 2026
- Corporate clients · 2 to 17Apr 7, 2026 to Jun 10, 2026
- HNW clients · 29 to 284Apr 7, 2026 to Jun 10, 2026
- Individual clients · 805 to 745Apr 7, 2026 to Jun 10, 2026
- Pension plan clients · 42 to 36Apr 7, 2026 to Jun 10, 2026
- Discretionary RAUM · $1.6B to $1.9BApr 7, 2026 to Jun 10, 2026
- HNW RAUM · $325M to $1.3BApr 7, 2026 to Jun 10, 2026
- Individual RAUM · $876M to $467MApr 7, 2026 to Jun 10, 2026
- Non-discretionary RAUM · $19.3M to $83.3MApr 7, 2026 to Jun 10, 2026
- Pension RAUM · $94.4M to $56.6MApr 7, 2026 to Jun 10, 2026
- RAUM · $1.6B to $1.9BApr 7, 2026 to Jun 10, 2026
- Advisory employees · 8 to 9Feb 10, 2026 to Apr 7, 2026
- BD registered reps · 0 to 1Feb 10, 2026 to Apr 7, 2026
- Employees · 11 to 12Feb 10, 2026 to Apr 7, 2026
- State-registered IARs · 8 to 9Feb 10, 2026 to Apr 7, 2026
- Accounts · 2,408 to 2,586Nov 21, 2025 to Feb 10, 2026
- HNW clients · 32 to 29Nov 21, 2025 to Feb 10, 2026
- Individual clients · 833 to 805Nov 21, 2025 to Feb 10, 2026
- Pension plan clients · 54 to 42Nov 21, 2025 to Feb 10, 2026
- Discretionary RAUM · $1.3B to $1.6BNov 21, 2025 to Feb 10, 2026
- HNW RAUM · $304M to $325MNov 21, 2025 to Feb 10, 2026
- Individual RAUM · $749M to $876MNov 21, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $25.2M to $19.3MNov 21, 2025 to Feb 10, 2026
- Pension RAUM · $87.9M to $94.4MNov 21, 2025 to Feb 10, 2026
- RAUM · $1.3B to $1.6BNov 21, 2025 to Feb 10, 2026
- Advisory employees · 13 to 8Aug 8, 2025 to Nov 21, 2025
- Employees · 13 to 11Aug 8, 2025 to Nov 21, 2025
- State-registered IARs · 9 to 8Aug 8, 2025 to Nov 21, 2025
- Accounts · 2,179 to 2,408Dec 16, 2024 to Apr 24, 2025
- Advisory employees · 12 to 13Dec 16, 2024 to Apr 24, 2025
- Charity clients · 15 to 13Dec 16, 2024 to Apr 24, 2025
- Individual clients · 853 to 833Dec 16, 2024 to Apr 24, 2025
- Pension plan clients · 59 to 54Dec 16, 2024 to Apr 24, 2025
- Employees · 12 to 13Dec 16, 2024 to Apr 24, 2025
- Financial planning clients · 251-500 to 251-500Dec 16, 2024 to Apr 24, 2025
Signals
6 dated events
- E••• S•••••• left R•• W••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-06-21)Oct 16, 2023 · Advisor changed firm · fact
- O••• B••••••••• left R•• W••••• L•• for L• • S• A•••••••• I•• (registered 2023-03-21)May 15, 2023 · Advisor changed firm · fact
- S•••••• S•••• S•• left R•• W••••• L•• for L• • S• A•••••••• I•• (registered 2023-02-16)May 15, 2023 · Advisor changed firm · fact
- 2 advisors left R•• W••••• L•• (Los Angeles, CA) for L• • S• A•••••••• I•• on the same dayMay 15, 2023 · Team lift-out · derived
- M•••••• M•••••• C••• left R•• W••••• L•• for F•••• F••••••••• A••••••• (registered 2024-04-18)Aug 30, 2022 · Advisor changed firm · fact
- R•• W••••• L•• reported RAUM $830.2M, up 37% from $606.1M (2020-12-15 to 2021-03-11)Mar 11, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@rvwwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 310-945-4000reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- rvwwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-945-4000reportedpublic record, Form ADV, Aug 18, 2026
- Contact form
- rvwwealth.com/contact-9reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $242Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026