RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• G••••••
- G•••••• F•••••••• L•• independent RIA currentsince Jun 3, 2022 · Punta Gorda , Fl
- M•••••• A••••• S••••••••• L•• BD affiliatedMay 12, 2009 to Jul 6, 2022 · San Diego, Ca
- O•••• F•• I••• formerJun 10, 2004 to May 13, 2009 · Salem, Nh
- I••••••• R••••••••• I••• unclassifiedJan 1, 1999 to Dec 9, 2004 · Salem, Nh
- M•••••• A••••• S••••••••• L•• to G•••••• F•••••••• L••left Jul 6, 2022, registered Jun 3, 2022 (-33 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• F•• I••• to M•••••• A••••• S••••••••• L••left May 13, 2009, registered May 12, 2009 (-1 days) · Other
- I••••••• R••••••••• I••• to O•••• F•• I•••left Dec 9, 2004, registered Jun 10, 2004 (-182 days) · Other
- J••••• J•••• G•••••• left M•••••• A••••• S••••••••• L•• for G•••••• F•••••••• L•• (registered 2022-06-03)Jul 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address