DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Oscar M Gonzalez
Feed of 09/15/2026
At current firm
4 y
since Mar 30, 2022
In the industry
28 y
since Dec 10, 1997 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Mar 30, 2022 · Boca Raton, Fl
- Truist Advisory Services, Inc. BD affiliatedFeb 17, 2021 to Apr 8, 2022 · Atlanta, Ga
- Bb&T Securities, LLC formerJan 2, 2018 to Feb 17, 2021 · Deerfield Beach, Fl
- Bb&T Investment Services, Inc. formerOct 11, 2017 to Jan 2, 2018 · Hialeah, Fl
- Truist Advisory Services, Inc. BD affiliatedAug 18, 2016 to Oct 5, 2017 · Davie, Fl
- Suntrust Investment Services, Inc. formerAug 26, 2010 to Dec 31, 2016 · Weston, Fl
- Chase Investment Services Corp. formerJan 12, 2010 to Aug 10, 2010 · Miami, Fl
- Wamu Investments, Inc. unclassifiedSep 30, 2005 to Aug 21, 2006 · Miami, Fl
- Wells Fargo Advisors wirehouseOct 1, 2000 to Sep 6, 2005 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Wells Fargo Advisorsleft Apr 8, 2022, registered Mar 30, 2022 (-9 days) · Affiliated broker-dealer or bank to wirehouse
- Bb&T Securities, LLC to Truist Advisory Services, Inc.left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- Bb&T Investment Services, Inc. to Bb&T Securities, LLCleft Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- Truist Advisory Services, Inc. to Bb&T Investment Services, Inc.left Oct 5, 2017, registered Oct 11, 2017 (6 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Aug 18, 2016 (-135 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Suntrust Investment Services, Inc.left Aug 10, 2010, registered Aug 26, 2010 (16 days) · Other
- Wamu Investments, Inc. to Chase Investment Services Corp.left Aug 21, 2006, registered Jan 12, 2010 (1240 days) · Other
- Wells Fargo Advisors to Wamu Investments, Inc.left Sep 6, 2005, registered Sep 30, 2005 (24 days) · Other
Signals
- Oscar M Gonzalez left Truist Advisory Services, Inc. for Wells Fargo Advisors (registered 2022-03-30)Apr 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address