RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• T••••• W•••••••••
- B••••••• I••••••••• P• L•• state registered currentsince Feb 14, 2019 · Atlanta, Ga
- S••••••• F•••••••• S•••••••• I••• formerAug 1, 2007 to Jan 8, 2019 · Atlanta, Ga
- J••• A•••••••• I••• formerMay 2, 2003 to Jan 9, 2019 · Atlanta, Ga
- G• F•••••••• A•••••••• I••• unclassifiedMay 2, 2003 to Dec 7, 2011 · Atlanta, Ga
- J••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Jan 9, 2019, registered Aug 1, 2007 (-4179 days) · Other
- S••••••• F•••••••• S•••••••• I••• to B••••••• I••••••••• P• L••left Jan 8, 2019, registered Feb 14, 2019 (37 days) · Affiliated broker-dealer or bank to a state-registered adviser
- G• F•••••••• A•••••••• I••• to J••• A•••••••• I•••left Dec 7, 2011, registered May 2, 2003 (-3141 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address