A•••••••• C••••••

J••• M••••• S••••••••• L••wirehouseSayville, Nydual registrantIAPD 2883844

Feed of 09/14/2026

Also filed as L•• C••••••••• C••••••

At current firm

5 y

since Jan 25, 2021

In the industry

29 y

since Aug 5, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jan 25, 2021 · Sayville, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 13, 2007 to Dec 31, 2020 · Smithtown, Ny
T• A••••••••• I••• former
May 10, 2005 to Jan 11, 2021 · Smithtown, Ny

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 11, 2021, registered Jul 13, 2007 (-4931 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to J••• M••••• S••••••••• L••
left Dec 31, 2020, registered Jan 25, 2021 (25 days) · RIA to wirehouse · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address