RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• N••••••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 18, 2026 · Independence, Ky
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 14, 2020 to Mar 23, 2026 · Burlington, Ky
- P•• W••••• M••••••••• BD affiliatedMay 12, 2015 to Feb 21, 2020 · Cold Spring, Ky
- L••••• A•••••••• L•• formerMay 4, 2010 to Apr 15, 2015 · Hebron, Ky
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 7, 2007 to Nov 19, 2008 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 23, 2026, registered Mar 18, 2026 (-5 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Feb 21, 2020, registered Feb 14, 2020 (-7 days) · Affiliated broker-dealer or bank to another
- L••••• A•••••••• L•• to P•• W••••• M•••••••••left Apr 15, 2015, registered May 12, 2015 (27 days) · Other
- V•••• F•••••••• A•••••••• I••• to L••••• A•••••••• L••left Nov 19, 2008, registered May 4, 2010 (531 days) · Other
- J•••••• N••••••• H•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-03-18)Mar 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address