DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• W••••• A••••••• L••
Latest filing Jul 23, 2026
First filing on the tape Mar 28, 2019 · 25 filings
SEC status approved since Apr 26, 2019
RAUM
$666M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
69%
$463M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$666M as of Jul 23, 2026
Mar 30, 2020$168M then
HNW client RAUM$400M as of Jul 23, 2026
Mar 30, 2020$96.3M then
State-registered IARs (5.B.3)6 as of Jul 23, 2026
Mar 30, 20206 then
Employees (5.A)8 as of Jul 23, 2026
Mar 30, 20207 then
Private funds: no history
RAUM +4.6% over the last fiscal year+31% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $640,153derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $80.8M, 81 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$400M60%
- Pension and profit-sharing plans$194M29%
- Individuals$62.6M9.4%
- Corporations and businesses$7.9M1.2%
- State and municipal entities$1.1M0.2%
- Charitable organizations$339,9020.1%
- Individual clients
- 206reported
- HNW clients
- 166reported
- Pension plan clients
- 26reported
- Charitable clients
- n/areported
- Accounts
- 1,041reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $157M managedreported
- Custody of client assets
- $80.8M for 81 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.69 fund_share=0.0 institutional_share=0.29 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• A••• A•••••••Certified Financial Planner | Milton, Ga | Jul 2, 2009 | 29 y | 3 |
| J•••••• R•••• V•••••• | Milton, Ga | Oct 15, 2013 | 15 y | 0 |
| D•••• M•••••• S••••Certified Financial Planner | Milton, Ga | May 17, 2019 | 25 y | 0 |
| B••• H••••• D••••Certified Financial Planner | Milton, Ga | Jul 14, 2021 | 27 y | 3 |
| K•••• L•••• R•••••••• | Milton, Ga | Oct 2, 2023 | 24 y | 4 |
| J••• C••••• | Milton, Ga | Aug 15, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S•••• M•••••••• to M••••• S••••••Jul 30, 2025 · RIA to wirehouse
- K•••••• S•••• B••••••••• to T•••• A•••••••• L••Jan 11, 2022 · RIA to affiliated broker-dealer or bank
- R•••••• M•••••••• P•••• to T•••• A•••••••• L••Dec 14, 2021 · RIA to affiliated broker-dealer or bank
- S••••• R••• H•••• to W•••••••• A•••••••• L••Jul 28, 2016 · RIA to a state-registered adviser
Joined, latest
- J••• C••••• from J••• M••••• S••••••••• L••Aug 15, 2025 · Wirehouse to independent RIA
- K•••• L•••• R•••••••• from M••••• G••••• A••••••• I•••Oct 2, 2023 · RIA to RIA
- S•••• M•••••••• from A••••••• W••••• A•••••••Dec 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- B••• H••••• D•••• from C•••••• W••••• M••••••••• L••Jul 14, 2021 · RIA to RIA
- R•••••• M•••••••• P•••• from S•••••••• A••••••• L••Oct 6, 2011 · Affiliated broker-dealer or bank to independent RIA
- K•••••• S•••• B••••••••• from A••••••••• F•••••••• S•••••••• L••Jan 19, 2011 · Affiliated broker-dealer or bank to independent RIA
- M••••• A••• A••••••• from T•••• A•••••••• L••Jul 2, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M•••••• A••• · Managing Membercontrolsince 05/2009 · owns 75% or more
- V••••••• J••••••• R•••• · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milton, Ga · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 100.0% to 79.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 1,188 to 1,041Mar 28, 2025 to Mar 30, 2026
- Advisory activities · 7 to 5Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 1 to 0Mar 28, 2025 to Mar 30, 2026
- HNW clients · 177 to 166Mar 28, 2025 to Mar 30, 2026
- Individual clients · 243 to 206Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $56.5M to $80.8MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $637M to $524MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $383M to $400MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $72.3M to $62.6MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $142MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $173M to $194MMar 28, 2025 to Mar 30, 2026
- RAUM · $637M to $666MMar 28, 2025 to Mar 30, 2026
- Wrap assets (manager) · $23.9M to $157MMar 28, 2025 to Mar 30, 2026
- Accounts · 1,049 to 1,188Apr 30, 2024 to Mar 28, 2025
- BD registered reps · 2 to 1Apr 30, 2024 to Mar 28, 2025
- HNW clients · 162 to 177Apr 30, 2024 to Mar 28, 2025
- Individual clients · 233 to 243Apr 30, 2024 to Mar 28, 2025
- Pension plan clients · 20 to 26Apr 30, 2024 to Mar 28, 2025
- Assets in custody · $87.5M to $56.5MApr 30, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 1-10Apr 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $485M to $637MApr 30, 2024 to Mar 28, 2025
- HNW RAUM · $326M to $383MApr 30, 2024 to Mar 28, 2025
- Individual RAUM · $72.7M to $72.3MApr 30, 2024 to Mar 28, 2025
- Pension RAUM · $77.3M to $173MApr 30, 2024 to Mar 28, 2025
- RAUM · $485M to $637MApr 30, 2024 to Mar 28, 2025
- Wrap assets (manager) · $37.0M to $23.9MApr 30, 2024 to Mar 28, 2025
- Accounts · 853 to 1,049Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 5 to 6Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 3 to 2Mar 31, 2023 to Mar 29, 2024
- Charity clients · 2.0 to unsetMar 31, 2023 to Mar 29, 2024
- Corporate clients · 2.0 to unsetMar 31, 2023 to Mar 29, 2024
- HNW clients · 127 to 162Mar 31, 2023 to Mar 29, 2024
- Individual clients · 212 to 233Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 10 to 20Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 0.0 to unsetMar 31, 2023 to Mar 29, 2024
- Assets in custody · unset to 87532688.0Mar 31, 2023 to Mar 29, 2024
- Custody of client assets · false to trueMar 31, 2023 to Mar 29, 2024
- Employees · 7 to 8Mar 31, 2023 to Mar 29, 2024
- Financial planning clients · 1-10 to 0Mar 31, 2023 to Mar 29, 2024
- State-registered IARs · 5 to 6Mar 31, 2023 to Mar 29, 2024
Signals
7 dated events
- S•••• M•••••••• left B••••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2025-07-30)Jul 30, 2025 · Advisor changed firm · fact
- B••••••• W••••• A••••••• L•• reported RAUM $637.0M, up 31% from $485.1M (2024-04-30 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- B••••••• W••••• A••••••• L•• reported RAUM $485.1M, up 63% from $297.3M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- B••••••• W••••• A••••••• L•• reported RAUM $344.0M, up 73% from $198.4M (2021-11-19 to 2022-04-04)Apr 4, 2022 · RAUM change · derived
- Dominic Casey Sullivan (Managing Member) no longer on Schedule A of B••••••• W••••• A••••••• L•• (listed 2021-11-19, absent 2022-04-04)Apr 4, 2022 · Control person left · inference
- K•••••• S•••• B••••••••• left B••••••• W••••• A••••••• L•• for T•••• A•••••••• L•• (registered 2021-12-16)Jan 11, 2022 · Advisor changed firm · fact
- A••••••• S••••••• W••••• M••••••••• G•••• filed its initial SEC registration (Form ADV)Mar 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bcwealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-771-5812reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- bcwealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 770-771-5812reportedpublic record, Form ADV, Jul 23, 2026
- Team page
- bcwealthadvisors.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026