RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• K••••••
- O• I••••••••• M••••••••• C• BD affiliated currentsince Jan 29, 2008 · Wilsonville, Or
- C••••••••• F•••••••• N•••••• national BDSep 17, 2004 to Oct 9, 2006 · Portland, Or
- M••••• S•••••• D• I••• unclassifiedAug 27, 2004 to Sep 10, 2004 · Lake O"Swego, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 15, 2003 to Sep 23, 2004 · Portland, Or
- C••••••••• F•••••••• N•••••• to O• I••••••••• M••••••••• C•left Oct 9, 2006, registered Jan 29, 2008 (477 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Sep 23, 2004, registered Aug 27, 2004 (-27 days) · Other
- M••••• S•••••• D• I••• to C••••••••• F•••••••• N••••••left Sep 10, 2004, registered Sep 17, 2004 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address