DFX Intelligence
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Registered advisor
T••••• V•••• W•••••
Feed of 09/14/2026
Also filed as V•••• W••••••••• V•••• W•••••••• V•••• W•••••
At current firm
3 y
since Feb 3, 2023
In the industry
28 y
since Nov 18, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 3, 2023 · Jacksonville, Fl
- L•• F•••••••• L•• BD affiliatedFeb 2, 2010 to Feb 13, 2023 · Orange Park, Fl
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMay 1, 2006 to Mar 10, 2010 · Jacksonville, Fl
- C••••• A•••••• N••••••• L•• formerSep 23, 2005 to Apr 28, 2006 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseDec 16, 2002 to Jul 19, 2005 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 17, 2001 to Dec 2, 2002 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Feb 13, 2023, registered Feb 3, 2023 (-10 days) · RIA to affiliated broker-dealer or bank
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Mar 10, 2010, registered Feb 2, 2010 (-36 days) · Other
- C••••• A•••••• N••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Apr 28, 2006, registered May 1, 2006 (3 days) · Other
- W•••• F•••• A••••••• to C••••• A•••••• N••••••• L••left Jul 19, 2005, registered Sep 23, 2005 (66 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Dec 2, 2002, registered Dec 16, 2002 (14 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 13, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address