RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M• B•••••
- N•••••••• A•••• M••••••••• independent RIA currentsince Aug 30, 2018 · Gilbert, Az
- A••••• T••••• P•••••• W••••• independent RIASep 28, 2012 to Sep 20, 2018 · Scottsdale, Az
- S•••••••• A••••••• L•• national BDJun 5, 2002 to Aug 31, 2012 · Chandler, Az
- S•••••••• A••••••• L•• national BDNov 13, 2001 to Dec 31, 2001 · Chandler, Az
- A••••• T••••• P•••••• W••••• to N•••••••• A•••• M•••••••••left Sep 20, 2018, registered Aug 30, 2018 (-21 days) · RIA to RIA
- S•••••••• A••••••• L•• to A••••• T••••• P•••••• W•••••left Aug 31, 2012, registered Sep 28, 2012 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address