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Registered advisor
J•••• W••••• O•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedOld Saybrook, Ctdual registrantIAPD 2892825
Feed of 09/14/2026
Also filed as J•••• W••••• O•••••
At current firm
1 y
since Jan 17, 2025
In the industry
27 y
since Mar 15, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 17, 2025 · Old Saybrook, Ct
- W•••• F•••• A••••••• wirehouseJun 1, 2012 to Jan 17, 2025 · Middletown, Ct
- C••••••• S••••••••• I••• BD affiliatedFeb 21, 2007 to Jun 21, 2012 · Cromwell, Ct
- C••••• I••••••••• S••••••• L•• formerJan 19, 2006 to Feb 15, 2007 · Newington, Ct
- W•••••• I••••••••• S•••••••• I••• unclassifiedOct 9, 2002 to Aug 16, 2005 · Bristol, Ct
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 17, 2025, registered Jan 17, 2025 (0 days) · Wirehouse to affiliated broker-dealer or bank
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 21, 2012, registered Jun 1, 2012 (-20 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••••• S••••••••• I•••left Feb 15, 2007, registered Feb 21, 2007 (6 days) · Other
- W•••••• I••••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••left Aug 16, 2005, registered Jan 19, 2006 (156 days) · Other
Signals
- J•••• W••••• O••••• left W•••• F•••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-01-17)Jan 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address