J•••• P••••• C••••

P•••••• A•••••• G••••• L••BD affiliatedMorristown, Nj dual registrantIAPD 2893941

Feed of 09/15/2026

Also filed as P•• C••••

At current firm

7 y

since Jan 2, 2019

In the industry

28 y

since Oct 25, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Jan 2, 2019 · Altamonte Springs, Fl
I••••••••• F•••••••• P••••••• BD affiliated
Feb 29, 2008 to Dec 31, 2018 · Altamonte Springs, Fl
M••••• S•••••• C••••••••• unclassified
Aug 16, 2002 to Feb 22, 2008 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

I••••••••• F•••••••• P••••••• to P•••••• A•••••• G••••• L••
left Dec 31, 2018, registered Jan 2, 2019 (2 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• C••••••••• to I••••••••• F•••••••• P•••••••
left Feb 22, 2008, registered Feb 29, 2008 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address