DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Raymond Cripps De Witt

Realta Investment Advisors, IncBD affiliatedMurray, Ut dual registrantIAPD 2894063

Feed of 09/15/2026

Also filed as Raymond C Dewitt

At current firm

0 y

since Feb 27, 2026

In the industry

29 y

since Jun 6, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Realta Investment Advisors, Inc BD affiliated current
since Feb 27, 2026 · Murray, Ut
Transce3nd LLC independent RIA
Dec 10, 2025 to Feb 23, 2026 · Buda, Tx
Realta Investment Advisors, Inc BD affiliated
Jan 26, 2024 to Jan 22, 2026 · Murray, Ut
Bangerter Financial Services, Inc. state registered
Oct 13, 2021 to Jan 23, 2024 · Roseville, Ca
Concorde Asset Management, LLC BD affiliated
Apr 23, 2019 to Nov 22, 2023 · Ann Arbor, Mi
Spc BD affiliated
Sep 29, 2015 to May 6, 2019 · South Jordan, Ut
U.S. Bancorp Investments, Inc. former
Aug 8, 2012 to Sep 28, 2015 · West Jordan, Ut
Ameriprise Financial Services, LLC national BD
Jun 5, 2007 to Aug 10, 2012 · Midvale, Ut
Waddell & Reed former
Oct 20, 2006 to Jun 8, 2007 · Clearfield, Ut
Ameriprise Advisor Services, Inc. unclassified
Jul 2, 2003 to Sep 23, 2004 · Salt Lake City, Ut
A. G. Edwards & Sons, Inc. unclassified
Aug 24, 2001 to Jan 22, 2003 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

Transce3nd LLC to Realta Investment Advisors, Inc
left Feb 23, 2026, registered Feb 27, 2026 (4 days) · RIA to affiliated broker-dealer or bank
Realta Investment Advisors, Inc to Transce3nd LLC
left Jan 22, 2026, registered Dec 10, 2025 (-43 days) · Affiliated broker-dealer or bank to independent RIA
Bangerter Financial Services, Inc. to Realta Investment Advisors, Inc
left Jan 23, 2024, registered Jan 26, 2024 (3 days) · Other
Concorde Asset Management, LLC to Bangerter Financial Services, Inc.
left Nov 22, 2023, registered Oct 13, 2021 (-770 days) · Affiliated broker-dealer or bank to a state-registered adviser
Spc to Concorde Asset Management, LLC
left May 6, 2019, registered Apr 23, 2019 (-13 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Investments, Inc. to Spc
left Sep 28, 2015, registered Sep 29, 2015 (1 days) · Other
Ameriprise Financial Services, LLC to U.S. Bancorp Investments, Inc.
left Aug 10, 2012, registered Aug 8, 2012 (-2 days) · Other
Waddell & Reed to Ameriprise Financial Services, LLC
left Jun 8, 2007, registered Jun 5, 2007 (-3 days) · Other
Ameriprise Advisor Services, Inc. to Waddell & Reed
left Sep 23, 2004, registered Oct 20, 2006 (757 days) · Other
A. G. Edwards & Sons, Inc. to Ameriprise Advisor Services, Inc.
left Jan 22, 2003, registered Jul 2, 2003 (161 days) · Other

Signals

Raymond Cripps De Witt left Transce3Nd Llc for Realta Investment Advisors, Inc (registered 2026-02-27)
Feb 23, 2026 · Advisor changed firm · fact
Raymond Cripps De Witt left Realta Investment Advisors, Inc for Transce3Nd Llc (registered 2025-12-10)
Jan 22, 2026 · Advisor changed firm · fact
Raymond Cripps De Witt left Bangerter Financial Services, Inc. for Realta Investment Advisors, Inc (registered 2024-01-26)
Jan 23, 2024 · Advisor changed firm · fact
Raymond Cripps De Witt left Concorde Asset Management, Llc for Bangerter Financial Services, Inc. (registered 2021-10-13)
Nov 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address