DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• R••••• B•••••

B••••••••• W•••••independent RIAHingham, MaIA-onlyIAPD 2903288

Feed of 09/14/2026

Also filed as Boss B•••••

At current firm

10 y

since Jan 29, 2016

In the industry

29 y

since Jul 19, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• W••••• independent RIA current
since Jan 29, 2016 · Hingham, Ma
C••••••••• F•••••••• N•••••• national BD
Nov 15, 2019 to Jul 1, 2024 · Hyannis, Ma
L•• F•••••••• L•• BD affiliated
Mar 19, 2012 to Nov 18, 2019 · Hanover, Ma
S••••••• I••••••••• I••• former
Jan 24, 2011 to Mar 9, 2012 · Needham Heights, Ma
P••• A••••• S••••••••• L•• BD affiliated
Aug 22, 2006 to Mar 19, 2009 · Rockland, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to no registered destination
left Jul 1, 2024 · Departure, no registered destination
L•• F•••••••• L•• to B••••••••• W•••••
left Nov 18, 2019, registered Jan 29, 2016 (-1389 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• I••• to L•• F•••••••• L••
left Mar 9, 2012, registered Mar 19, 2012 (10 days) · Other
P••• A••••• S••••••••• L•• to S••••••• I••••••••• I•••
left Mar 19, 2009, registered Jan 24, 2011 (676 days) · Other

Signals

M••• R••••• B••••• no longer registered at C••••••••• F•••••••• N••••••; no later IA registration on IAPD
Jul 1, 2024 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address