DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter George Neuberg
United Planners' Financial Services Of America A Limited Partnerindependent RIAScottsdale, Az dual registrantIAPD 2905111
Personal Financial Specialist
Feed of 09/15/2026
At current firm
0 y
since Jan 1, 2026
In the industry
44 y
since Jul 1, 1982 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- United Planners' Financial Services Of America A Limited Partner independent RIA currentsince Jan 1, 2026 · Scottsdale, Az
- Ic Advisory Services, Inc. formerJun 2, 2023 to Mar 3, 2025 · Chester, Nj
- Bcg Securities, Inc. independent RIASep 14, 2012 to May 15, 2023 · Chester, Nj
- Advanced Planning Group unclassifiedNov 10, 2004 to Apr 6, 2005 · Parsippany, Nj
- LPL Financial LLC BD affiliatedMay 22, 2002 to Sep 26, 2012 · Chester, Nj
Moves
a registration end followed by a registration begin elsewhere
- Ic Advisory Services, Inc. to United Planners' Financial Services Of America A Limited Partnerleft Mar 3, 2025, registered Jan 1, 2026 (304 days) · Affiliated broker-dealer or bank to independent RIA
- Bcg Securities, Inc. to Ic Advisory Services, Inc.left May 15, 2023, registered Jun 2, 2023 (18 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to Advanced Planning Groupleft Sep 26, 2012, registered Nov 10, 2004 (-2877 days) · Other
- Advanced Planning Group to Bcg Securities, Inc.left Apr 6, 2005, registered Sep 14, 2012 (2718 days) · Other
Signals
- Peter George Neuberg left Ic Advisory Services, Inc. for United Planners' Financial Services Of America A Limited Partner (registered 2026-01-01)Mar 3, 2025 · Advisor changed firm · fact
- Peter George Neuberg left Bcg Securities, Inc. for Ic Advisory Services, Inc. (registered 2023-06-02)May 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address