DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Glenn Haley
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jan 16, 2026
In the industry
29 y
since Aug 14, 1997 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fenimore Asset Management, Inc. mixed wealth currentsince Jan 16, 2026 · Bluffton, Sc
- Dividend Assets Capital, LLC independent RIAApr 7, 2017 to Dec 9, 2025 · Ridgeland, Sc
- Truist Advisory Services, Inc. BD affiliatedSep 12, 2016 to Mar 1, 2017 · Chattanooga, Tn
- Suntrust Investment Services, Inc. formerJan 31, 2014 to Dec 31, 2016 · Chattanooga, Tn
- Oneamerica Securities, Inc. BD affiliatedSep 7, 2010 to Apr 4, 2011 · Brentwood, Tn
- Cap Partners, LLC independent RIAJun 3, 2009 to Feb 11, 2010 · Franklin, Tn
- Banc Of America Investment Services, Inc. unclassifiedMar 27, 2007 to Mar 6, 2009 · Nashville, Tn
- Bb&T Investment Services, Inc. formerMar 28, 2005 to Mar 15, 2007 · Knoxville, Tn
- Invest Financial Corporation formerMar 26, 2002 to Aug 1, 2002 · Chapel Hill, Nc
Moves
a registration end followed by a registration begin elsewhere
- Dividend Assets Capital, LLC to Fenimore Asset Management, Inc.left Dec 9, 2025, registered Jan 16, 2026 (38 days) · RIA to RIA
- Truist Advisory Services, Inc. to Dividend Assets Capital, LLCleft Mar 1, 2017, registered Apr 7, 2017 (37 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 12, 2016 (-110 days) · corporate re-registration, not a move
- Oneamerica Securities, Inc. to Suntrust Investment Services, Inc.left Apr 4, 2011, registered Jan 31, 2014 (1033 days) · Other
- Cap Partners, LLC to Oneamerica Securities, Inc.left Feb 11, 2010, registered Sep 7, 2010 (208 days) · Other
- Banc Of America Investment Services, Inc. to Cap Partners, LLCleft Mar 6, 2009, registered Jun 3, 2009 (89 days) · Other
- Bb&T Investment Services, Inc. to Banc Of America Investment Services, Inc.left Mar 15, 2007, registered Mar 27, 2007 (12 days) · Other
- Invest Financial Corporation to Bb&T Investment Services, Inc.left Aug 1, 2002, registered Mar 28, 2005 (970 days) · Other
Signals
- James Glenn Haley left Dividend Assets Capital, Llc for Fenimore Asset Management, Inc. (registered 2026-01-16)Dec 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address