RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•• G•••••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince May 31, 2023 · New York, Ny
- L••••••• A•••• M••••••••• L•• asset managerAug 17, 2015 to Aug 14, 2023 · Miami, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 7, 2015 · Miami, Fl
- M••••• S•••••• • C•• L•• unclassifiedOct 12, 2007 to Jun 1, 2009 · Miami, Fl
- D••••••• • D••••••• L•• formerMar 16, 2006 to Oct 1, 2007 · Miami, Fl
- L••••• B••••••• I••• unclassifiedJun 7, 2004 to Jan 6, 2006 · Miami, Fl
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered May 31, 2023 (-75 days) · corporate re-registration, not a move
- M••••• S•••••• to L••••••• A•••• M••••••••• L••left Aug 7, 2015, registered Aug 17, 2015 (10 days) · Other · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- D••••••• • D••••••• L•• to M••••• S•••••• • C•• L••left Oct 1, 2007, registered Oct 12, 2007 (11 days) · Other
- L••••• B••••••• I••• to D••••••• • D••••••• L••left Jan 6, 2006, registered Mar 16, 2006 (69 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address