RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Mar 13, 2017 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 25, 2015 to Mar 14, 2017 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseOct 20, 2010 to Apr 6, 2015 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerAug 3, 2009 to Oct 20, 2010 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseApr 25, 2006 to May 8, 2008 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 30, 2003 to Apr 19, 2006 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 14, 2017, registered Mar 13, 2017 (-1 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 6, 2015, registered Mar 25, 2015 (-12 days) · Wirehouse to wirehouse
- M••••• K••••• • C••••••• L•• to U•• F•••••••• S••••••• I•••left Oct 20, 2010, registered Oct 20, 2010 (0 days) · Other
- W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••left May 8, 2008, registered Aug 3, 2009 (452 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 19, 2006, registered Apr 25, 2006 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address