G••••• R••••••••

• W•••• F•••• A••••••• wirehouse current
  since Sep 8, 2022 · Pasadena, Ca
• W•••• F•••• A••••••• wirehouse
  Jan 8, 2013 to Sep 8, 2022 · Pasadena, Ca
• B••••••• I••••••••• S•••••••• I••• ••••• former
  Oct 13, 2011 to Jan 4, 2013 · Downey, Ca
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Oct 10, 2011 · Pasadena, Ca
• W•••• F•••• I••••••••• L•• unclassified
  Oct 4, 2005 to Jan 3, 2011 · Pasadena, Ca

• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Sep 8, 2022, registered Sep 8, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
• B••••••• I••••••••• S•••••••• I••• ••••• to W•••• F•••• A•••••••
  left Jan 4, 2013, registered Jan 8, 2013 (4 days) · Other
• W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••
  left Oct 10, 2011, registered Oct 13, 2011 (3 days) · Other
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address