RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 13, 2020 · Boston, Ma
- A• G• E•••••• • S•••• I••• unclassifiedAug 9, 2004 to Aug 15, 2007 · Wellesley, Ma
- P••••• I••••••••• M••••••••• L•• asset managerFeb 3, 2002 to Jun 7, 2004 · Boston, Ma
- A• G• E•••••• • S•••• I••• to M••••• S••••••left Aug 15, 2007, registered May 13, 2020 (4655 days) · Other
- P••••• I••••••••• M••••••••• L•• to A• G• E•••••• • S•••• I•••left Jun 7, 2004, registered Aug 9, 2004 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address