DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• Q••••

W•••• F•••• A•••••••wirehouseEast Moriches, Ny dual registrantIAPD 2909825

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Jeffrey John Quinn

At current firm

1 y

since Aug 28, 2025

In the industry

28 y

since Jun 10, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 28, 2025 · East Moriches, Ny
L•• F•••••••• L•• BD affiliated
Apr 4, 2022 to Sep 2, 2025 · Hauppauge, Ny
P••••••• U••••• A•••••••• I••• former
Jan 20, 2021 to Apr 11, 2022 · Wilmington, De
M••••• S•••••• wirehouse
Sep 10, 2020 to Jan 5, 2021 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
May 27, 2014 to Jun 5, 2020 · Melville, Ny
N•• E•••••• S••••••••• C••••••••• former
Jul 11, 2012 to May 9, 2014 · New York, Ny
M•• F•••••••• S•••••••• I••• former
Jun 18, 2012 to May 9, 2014 · Springfield, Ma
C•••• I••••••••• S••••••• C•••• former
Dec 17, 2007 to May 24, 2012 · Mineola, Ny
M•••••••• A••••••• S•••••••• L•• unclassified
Jun 13, 2006 to Nov 20, 2007 · Bohemia, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left Sep 2, 2025, registered Aug 28, 2025 (-5 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
P••••••• U••••• A•••••••• I••• to L•• F•••••••• L••
left Apr 11, 2022, registered Apr 4, 2022 (-7 days) · RIA to RIA
M••••• S•••••• to P••••••• U••••• A•••••••• I•••
left Jan 5, 2021, registered Jan 20, 2021 (15 days) · Wirehouse to independent RIA
H••• S••••••••• •••• I••• to M••••• S••••••
left Jun 5, 2020, registered Sep 10, 2020 (97 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
N•• E•••••• S••••••••• C••••••••• to H••• S••••••••• •••• I•••
left May 9, 2014, registered May 27, 2014 (18 days) · Other
M•• F•••••••• S•••••••• I••• to N•• E•••••• S••••••••• C•••••••••
left May 9, 2014, registered Jul 11, 2012 (-667 days) · Other
C•••• I••••••••• S••••••• C•••• to M•• F•••••••• S•••••••• I•••
left May 24, 2012, registered Jun 18, 2012 (25 days) · Other
M•••••••• A••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••
left Nov 20, 2007, registered Dec 17, 2007 (27 days) · Other

Signals

J•••••• Q•••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2025-08-28)
Sep 2, 2025 · Advisor changed firm · fact
J•••••• Q•••• left P••••••• U••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2022-04-04)
Apr 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address