RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••••• A•• L•• mixed wealth currentsince Sep 3, 2026 · Rockledge, Fl
- A•• F•••••••• A•••••••• L•• independent RIA currentsince Sep 3, 2026 · Rockledge, Fl
- W••••• W•••• A•••••••• I•• independent RIAJun 29, 2018 to Nov 4, 2019 · St Augistine, Fl
- L•• F•••••••• L•• BD affiliatedJul 18, 2017 to Sep 25, 2018 · Jacksonville, Fl
- K••••• A•••••••• I••• BD affiliatedMar 27, 2015 to Aug 2, 2017 · St. Augustine, Fl
- F•••• A••••• A••••••• S•••••••• I••• formerApr 3, 2013 to Apr 8, 2015 · Ponte Verda Beach, Fl
- N••• F•••••••• G••••• I••• formerJan 30, 2012 to Apr 3, 2013 · Saint Augustine, Fl
- J• W• C••• A•••••••• I••• BD affiliatedJan 27, 2012 to Jan 31, 2012 · Tampa, Fl
- J• W• C••• A•••••••• I••• BD affiliatedMar 26, 2009 to Dec 31, 2011 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedSep 25, 2001 to Mar 19, 2009 · St Augustine, Fl
- W••••• W•••• A•••••••• I•• to S•••••• A•• L••left Nov 4, 2019, registered Sep 3, 2026 (2495 days) · RIA to RIA
- L•• F•••••••• L•• to W••••• W•••• A•••••••• I••left Sep 25, 2018, registered Jun 29, 2018 (-88 days) · RIA to RIA
- K••••• A•••••••• I••• to L•• F•••••••• L••left Aug 2, 2017, registered Jul 18, 2017 (-15 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to K••••• A•••••••• I•••left Apr 8, 2015, registered Mar 27, 2015 (-12 days) · Other
- N••• F•••••••• G••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Apr 3, 2013, registered Apr 3, 2013 (0 days) · Other
- J• W• C••• A•••••••• I••• to N••• F•••••••• G••••• I•••left Jan 31, 2012, registered Jan 30, 2012 (-1 days) · Other
- L•• F•••••••• L•• to J• W• C••• A•••••••• I•••left Mar 19, 2009, registered Mar 26, 2009 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address