DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jerry Ernest Todd
Feed of 09/14/2026
Also filed as Jerry Ernest Todd
At current firm
10 y
since Sep 1, 2016
In the industry
23 y
since Jan 9, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J. W. Cole Advisors, Inc. BD affiliated currentsince Sep 1, 2016 · Tampa, Fl
- LPL Financial LLC BD affiliatedDec 19, 2013 to Sep 8, 2016 · Albuquerque, Nm
- Householder Group Estate & Retirement Specialists formerNov 8, 2013 to Oct 4, 2016 · Albuquerque, Nm
- Householder Group Financial Advisors, LLC formerMar 28, 2013 to Nov 13, 2013 · Albuquerque, Nm
- Engage Retirement, LLC unclassifiedJan 6, 2004 to Dec 3, 2013 · Albuquerque, Nm
- Transamerica Financial Advisors, Inc. unclassifiedJan 27, 2003 to Jan 6, 2004 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- Householder Group Estate & Retirement Specialists to LPL Financial LLCleft Oct 4, 2016, registered Dec 19, 2013 (-1020 days) · Other
- LPL Financial LLC to J. W. Cole Advisors, Inc.left Sep 8, 2016, registered Sep 1, 2016 (-7 days) · Other
- Engage Retirement, LLC to Householder Group Financial Advisors, LLCleft Dec 3, 2013, registered Mar 28, 2013 (-250 days) · Other
- Householder Group Financial Advisors, LLC to Householder Group Estate & Retirement Specialistsleft Nov 13, 2013, registered Nov 8, 2013 (-5 days) · Other
- Transamerica Financial Advisors, Inc. to Engage Retirement, LLCleft Jan 6, 2004, registered Jan 6, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address