RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••• independent RIA currentsince Jul 3, 2025 · New York, Ny
- M• R••••••••• institutionalMay 6, 2015 to Mar 29, 2018 · Louisville, Ky
- C••••• P••••••• O••• L•• institutionalApr 16, 2013 to Apr 21, 2015 · New York, Ny
- K• F•••••••• A•••• M••••••••• I••• unclassifiedDec 9, 2011 to Jul 17, 2014 · Prospect, Ky
- S•••••• I••••••••• A••••••••• I•• mixed wealthMar 2, 2005 to Mar 18, 2011 · Louisville, Ky
- M• R••••••••• to S••••left Mar 29, 2018, registered Jul 3, 2025 (2653 days) · Other
- C••••• P••••••• O••• L•• to M• R•••••••••left Apr 21, 2015, registered May 6, 2015 (15 days) · Other
- K• F•••••••• A•••• M••••••••• I••• to C••••• P••••••• O••• L••left Jul 17, 2014, registered Apr 16, 2013 (-457 days) · Other
- S•••••• I••••••••• A••••••••• I•• to K• F•••••••• A•••• M••••••••• I•••left Mar 18, 2011, registered Dec 9, 2011 (266 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address