M•••••• D••••••

C•••••• A•••••••BD affiliatedMoorestown, Nj dual registrantIAPD 2916825

Feed of 09/15/2026

Also filed as M••• D••••••••• P••• D••••••••• D••••••

At current firm

11 y

since Jan 15, 2015

In the industry

28 y

since Nov 5, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Mar 12, 2015 · Moorestown, Nj
L•••••• I••••••••• independent RIA current
since Jan 15, 2015 · Marlton, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 29, 2007 to Feb 12, 2009 · Mount Laurel, Nj
A• G• E•••••• • S•••• I••• unclassified
Oct 14, 2003 to Jul 6, 2007 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• I•••••••••
left Feb 12, 2009, registered Jan 15, 2015 (2163 days) · Other
A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 6, 2007, registered Jun 29, 2007 (-7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address