DFX Intelligence
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Registered advisor
Z•••••• E••••• P•••••••
Feed of 09/14/2026
At current firm
20 y
since Jul 11, 2006
In the industry
29 y
since Sep 3, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••• S•••• W••••• S•••••••• L••• BD affiliated currentsince Jul 11, 2006 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseDec 2, 2004 to Mar 27, 2006 · Decatur, Ga
- M••••• S•••••• D• I••• unclassifiedMar 5, 2003 to Nov 22, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to G•••••• S•••• W••••• S•••••••• L•••left Mar 27, 2006, registered Jul 11, 2006 (106 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Nov 22, 2004, registered Dec 2, 2004 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address