DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brian Patrick Abad

Ameritas Advisory Services, LLCBD affiliatedRoseville, Cadual registrantIAPD 2923073

Feed of 09/14/2026

Also filed as Brian Abad

At current firm

2 y

since May 13, 2024

In the industry

25 y

since Oct 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameritas Advisory Services, LLC BD affiliated current
since May 13, 2024 · Roseville, Ca
Captrust institutional
Jan 26, 2021 to May 9, 2024 · Sacramento, Ca
Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC former
Jul 14, 2017 to Mar 31, 2021 · Sacramento, Ca
Independent Financial Partners BD affiliated
Jul 18, 2011 to Dec 20, 2016 · Sacramento, Ca
Nrp Advisors, Inc. unclassified
Feb 28, 2008 to Dec 1, 2010 · Sacramento, Ca
Nrp Financial, Inc. unclassified
Aug 31, 2007 to Oct 20, 2008 · Bryan, Oh
Financial Telesis, Inc. former
Jun 20, 2007 to Sep 4, 2007 · Concord, Ca
Mmc Securities LLC former
Jul 25, 2002 to Jun 11, 2007 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

Captrust to Ameritas Advisory Services, LLC
left May 9, 2024, registered May 13, 2024 (4 days) · Other
Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC to Captrust
left Mar 31, 2021, registered Jan 26, 2021 (-64 days) · Other · moved with a team
Independent Financial Partners to Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC
left Dec 20, 2016, registered Jul 14, 2017 (206 days) · Other
Nrp Advisors, Inc. to Independent Financial Partners
left Dec 1, 2010, registered Jul 18, 2011 (229 days) · corporate re-registration, not a move
Nrp Financial, Inc. to Nrp Advisors, Inc.
left Oct 20, 2008, registered Feb 28, 2008 (-235 days) · corporate re-registration, not a move
Financial Telesis, Inc. to Nrp Financial, Inc.
left Sep 4, 2007, registered Aug 31, 2007 (-4 days) · Other
Mmc Securities LLC to Financial Telesis, Inc.
left Jun 11, 2007, registered Jun 20, 2007 (9 days) · Other

Signals

Brian Patrick Abad left Captrust for Ameritas Advisory Services, Llc (registered 2024-05-13)
May 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address