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Registered advisor
H•••• J•• G••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
At current firm
5 y
since Jan 4, 2021
In the industry
29 y
since Aug 1, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 4, 2021 · Auburn Hills, Mi
- O•••• W•••••• I••• BD affiliatedNov 14, 2011 to Jan 7, 2021 · Scottsdale, Az
- C••••• A••••••• L•• formerMay 18, 2011 to Oct 24, 2011 · Greenwood Village, Co
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to Jun 10, 2011 · Sault Ste. Marie, Mi
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 7, 2021, registered Jan 4, 2021 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A••••••• L•• to O•••• W•••••• I•••left Oct 24, 2011, registered Nov 14, 2011 (21 days) · Other
- H•••• F•••••••• S•••••••• I••• to C••••• A••••••• L••left Jun 10, 2011, registered May 18, 2011 (-23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address