RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• P••• C••••••••
- B•••••••• I••••••••• M••••••••• L•• mixed wealth currentsince Apr 24, 2026 · Northfield, Il
- M••••• S•••••• wirehouseJan 21, 2014 to Mar 30, 2026 · Wilmington, De
- C•••••• M••••• C••••••••• I••• state registeredJan 2, 2013 to Dec 31, 2013 · Las Cruces, Nm
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 10, 2012 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 10, 2006 to Jun 1, 2009 · Wilmington, De
- B•• M••••• A•••••••• I••• bank affiliatedJul 30, 2004 to Apr 17, 2006 · Malvern, Pa
- M••••• S•••••• to B•••••••• I••••••••• M••••••••• L••left Mar 30, 2026, registered Apr 24, 2026 (25 days) · Wirehouse to independent RIA
- C•••••• M••••• C••••••••• I••• to M••••• S••••••left Dec 31, 2013, registered Jan 21, 2014 (21 days) · Other
- M••••• S•••••• to C•••••• M••••• C••••••••• I•••left Oct 10, 2012, registered Jan 2, 2013 (84 days) · Wirehouse to a state-registered adviser
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- B•• M••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left Apr 17, 2006, registered May 10, 2006 (23 days) · Other
- J•••••• P••• C•••••••• left M••••• S•••••• for B•••••••• I••••••••• M••••••••• L•• (registered 2026-04-24)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address