L•••• M••••••• N•••••

• P•• W••••• M••••••••• BD affiliated current
  since Jan 16, 2024 · Bethesda, Md
• W•••• F•••• A••••••• wirehouse
  Mar 6, 2020 to Jan 31, 2023 · Silver Spring, Md
• P•• W••••• M••••••••• BD affiliated
  Jun 25, 2015 to Nov 1, 2018 · Washington, Dc
• P•• W••••• M••••••••• BD affiliated
  May 15, 2007 to May 18, 2012 · Washington, Dc

• W•••• F•••• A••••••• to P•• W••••• M•••••••••
  left Jan 31, 2023, registered Jan 16, 2024 (350 days) · Wirehouse to affiliated broker-dealer or bank
• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left Nov 1, 2018, registered Mar 6, 2020 (491 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Jan 31, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address